Financial Compliance Expert
FCE®
Expertise in SOX, AML, and financial services regulatory compliance. Build robust controls and audit-ready programs that protect organizations and enable growth.
What you will master
- SOX 404 internal controls
- AML/KYC program implementation
- Financial services regulations
- Audit readiness and management
Who this is for
- Finance and Accounting leaders
- Internal Audit professionals
- Risk and Compliance officers
Program structure
- Foundations: core principles, laws and frameworks
- Application: hands‑on templates, controls and case studies
- Assessment: scenario‑based knowledge check and exam prep
Outcomes
- Design and implement effective SOX compliance programs
- Build comprehensive AML/KYC frameworks
- Prepare for audits with confidence and documentation
- Navigate complex financial services regulations
Prerequisites
No formal prerequisites. Familiarity with basic compliance concepts is helpful but not required.
Assessment & renewal
- Online proctored exam with scenario‑based questions
- 3‑year validity, with streamlined renewal and updates
Included resources
- Editable policy and control templates
- Practical checklists and playbooks
- Exam blueprint and sample questions
- Badge and certificate assets for sharing
Frequently asked questions
How long does it take? Most professionals complete training and pass within 2–6 weeks, self‑paced.
Is the exam difficult? It is practical and scenario‑based. The blueprint and prep materials guide you.
Will I get a digital badge? Yes, you'll receive a verifiable digital badge and printable certificate.