Financial Compliance Expert

FCE®

Expertise in SOX, AML, and financial services regulatory compliance. Build robust controls and audit-ready programs that protect organizations and enable growth.

What you will master

SOX 404 internal controls
AML/KYC program implementation
Financial services regulations
Audit readiness and management

Who this is for

Finance and Accounting leaders
Internal Audit professionals
Risk and Compliance officers

Program structure

Foundations: core principles, laws and frameworks
Application: hands‑on templates, controls and case studies
Assessment: scenario‑based knowledge check and exam prep

Outcomes

Design and implement effective SOX compliance programs
Build comprehensive AML/KYC frameworks
Prepare for audits with confidence and documentation
Navigate complex financial services regulations

Prerequisites

No formal prerequisites. Familiarity with basic compliance concepts is helpful but not required.

Assessment & renewal

Online proctored exam with scenario‑based questions
3‑year validity, with streamlined renewal and updates

Included resources

Editable policy and control templates
Practical checklists and playbooks
Exam blueprint and sample questions
Badge and certificate assets for sharing

Frequently asked questions

How long does it take? Most professionals complete training and pass within 2–6 weeks, self‑paced.

Is the exam difficult? It is practical and scenario‑based. The blueprint and prep materials guide you.

Will I get a digital badge? Yes, you'll receive a verifiable digital badge and printable certificate.

Exam overview

Format: Online proctored, scenario-based exam, 80 questions
Duration: 120 minutes
Passing score: 75%

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