// CertificationsFCE®

Financial Compliance Expert

Expertise in SOX, AML, and financial services regulatory compliance. Build robust controls and audit-ready programs that protect organizations and enable growth.

What you will master

· SOX 404 internal controls
· AML/KYC program implementation
· Financial services regulations
· Audit readiness and management

Who this is for

· Finance and Accounting leaders
· Internal Audit professionals
· Risk and Compliance officers

// Program structure

01Foundations: core principles, laws and frameworks
02Application: hands‑on templates, controls and case studies
03Assessment: scenario‑based knowledge check and exam prep

// Outcomes

Design and implement effective SOX compliance programs
Build comprehensive AML/KYC frameworks
Prepare for audits with confidence and documentation
Navigate complex financial services regulations

Prerequisites

No formal prerequisites. Familiarity with basic compliance concepts is helpful but not required.

Assessment & renewal

· Online proctored exam with scenario‑based questions
· 3‑year validity, with streamlined renewal and updates

// Included resources

· Editable policy and control templates
· Practical checklists and playbooks
· Exam blueprint and sample questions
· Badge and certificate assets for sharing

// Frequently asked questions

How long does it take?
Most professionals complete training and pass within 2–6 weeks, self‑paced.
Is the exam difficult?
It is practical and scenario‑based. The blueprint and prep materials guide you.
Will I get a digital badge?
Yes, you'll receive a verifiable digital badge and printable certificate.

// Ready to certify?

Learn it, sit it, earn it.

Join the professionals using our programmes to grow their compliance careers.

Start Learning Talk to us

// CertificationsFCE®

Financial Compliance Expert

Expertise in SOX, AML, and financial services regulatory compliance. Build robust controls and audit-ready programs that protect organizations and enable growth.

What you will master

· SOX 404 internal controls
· AML/KYC program implementation
· Financial services regulations
· Audit readiness and management

Who this is for

· Finance and Accounting leaders
· Internal Audit professionals
· Risk and Compliance officers

// Program structure

01Foundations: core principles, laws and frameworks
02Application: hands‑on templates, controls and case studies
03Assessment: scenario‑based knowledge check and exam prep

// Outcomes

Design and implement effective SOX compliance programs
Build comprehensive AML/KYC frameworks
Prepare for audits with confidence and documentation
Navigate complex financial services regulations

Prerequisites

No formal prerequisites. Familiarity with basic compliance concepts is helpful but not required.

Assessment & renewal

· Online proctored exam with scenario‑based questions
· 3‑year validity, with streamlined renewal and updates

// Included resources

· Editable policy and control templates
· Practical checklists and playbooks
· Exam blueprint and sample questions
· Badge and certificate assets for sharing

// Frequently asked questions

How long does it take?
Most professionals complete training and pass within 2–6 weeks, self‑paced.
Is the exam difficult?
It is practical and scenario‑based. The blueprint and prep materials guide you.
Will I get a digital badge?
Yes, you'll receive a verifiable digital badge and printable certificate.

// Ready to certify?

Learn it, sit it, earn it.

Join the professionals using our programmes to grow their compliance careers.

Start Learning Talk to us

Financial Compliance Certification