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Anti-Money Laundering
KYC, transaction monitoring, and suspicious activity reporting. AML fines regularly exceed $100M.
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Average cost of a financial sector data breach (IBM, 2024)
Global AML fines in 2023
Most targeted industry for cyberattacks
KYC, transaction monitoring, and suspicious activity reporting. AML fines regularly exceed $100M.
GDPR, CCPA, and sector-specific rules govern how financial institutions handle customer data.
Fraud, insider trading, market manipulation, and sanctions compliance across global operations.
FCPA and UK Bribery Act apply to every financial institution with international clients or operations.
RMs, advisors, sales, branch staff. MiFID II suitability, client communications, conflicts disclosure, market abuse.
AML, KYC, sanctions, transaction monitoring teams. Day-to-day controls, escalations, suspicious activity reporting.
ICT, security, third-party risk teams. DORA-aligned ICT risk, incident reporting, third-party oversight, resilience testing.
MLRO, compliance officers, board. Programme oversight, regulatory reporting, audit readiness, governance.
Tracks group multiple courses around a single regulation or risk area. Pick one, a few, or build a full programme. Each module maps to the article, section, or directive it supports.
Anti-money laundering and counter-terrorism financing obligations
Data protection for customer financial records and transactions
Sarbanes-Oxley internal controls and financial reporting
FCPA and UK Bribery Act obligations for financial institutions
Cybersecurity requirements for financial infrastructure
SEC and EU whistleblower protection requirements