01
Anti-Money Laundering
KYC, transaction monitoring, and suspicious activity reporting. AML fines regularly exceed $100M.
// Compliance by the numbers
$4.88M
Average cost of a financial sector data breach (IBM, 2024)
$2.7B+
Global AML fines in 2023
2nd
Most targeted industry for cyberattacks
// what you can pull from
The compliance topics
financial services touches
tracked into programmes.
02
Data Privacy & Protection
GDPR, CCPA, and sector-specific rules govern how financial institutions handle customer data.
03
Financial Crime Prevention
Fraud, insider trading, market manipulation, and sanctions compliance across global operations.
04
Anti-Bribery & Corruption
FCPA and UK Bribery Act apply to every financial institution with international clients or operations.
// who gets trained
Role-based tracks,
auto-assigned
from your HRIS.
01
Front office & advisors
RMs, advisors, sales, branch staff. MiFID II suitability, client communications, conflicts disclosure, market abuse.
MiFID II suitability
Client communications
Conflicts of interest
Market abuse signals
02
Operations & compliance
AML, KYC, sanctions, transaction monitoring teams. Day-to-day controls, escalations, suspicious activity reporting.
KYC & onboarding
Transaction monitoring
Sanctions screening
SAR/STR reporting
03
IT, cyber & resilience
ICT, security, third-party risk teams. DORA-aligned ICT risk, incident reporting, third-party oversight, resilience testing.
DORA · ICT risk
Incident reporting · 24h
Third-party risk
Operational resilience
04
Compliance, MLRO & leadership
MLRO, compliance officers, board. Programme oversight, regulatory reporting, audit readiness, governance.
MLRO duties
Regulatory reporting
Audit-ready records
Board-level reporting
// topics & tracks available
Industry-specific,
choose what you need.
Tracks group multiple courses around a single regulation or risk area. Pick one, a few, or build a full programme. Each module maps to the article, section, or directive it supports.
AML/CFT
AML/CFT
Anti-money laundering and counter-terrorism financing obligations
GDPR
GDPR
Data protection for customer financial records and transactions
SOX
SOX
Sarbanes-Oxley internal controls and financial reporting
Anti-Bribery
Anti-Bribery
FCPA and UK Bribery Act obligations for financial institutions
NIS2
NIS2
Cybersecurity requirements for financial infrastructure
Whistleblower
Whistleblower
SEC and EU whistleblower protection requirements
Yes. AML regulations require regular training for all staff. GDPR mandates data protection awareness. Most financial regulators impose annual training requirements.