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Master SEC Reg S-P compliance - incident response programs, breach notifications, vendor security oversight, and compliance records. For financial services.
This course covers the SEC's Regulation S-P amendments that significantly expand data protection requirements for financial services firms. You'll learn about mandatory incident response programs, breach notification requirements, and expanded responsibilities for overseeing service providers. The course covers which entities are covered, compliance deadlines, and how to build compliant programs. You'll understand the implementation roadmap and how to document your compliance for SEC examination.
5 modules • 5 lessons • 50 min
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